Securities Enforcement Update — The Harvard Law School Forum on Corporate Governance

With all the changes,  policies and proposals in the works, these frequent updates on status and news-to-watch are important for all small business need-to-know.  This article is another SEC update from a somewhat different perspective.

Excerpt:   … as the current administration’s first term comes to a close and as conduct related to the financial crisis becomes more distant in time, we anticipate that the SEC will sustain its aggressive strategy of filing and, if necessary, litigating cases against prominent defendants in order to bolster public confidence in a vigorous enforcement of the securities laws.

Highlights of the past six months include:

Read full article via Securities Enforcement Update — The Harvard Law School Forum on Corporate Governance and Financial Regulation.

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