SEC Division of Trading and Markets Issues Guidance on JOBS Act — The Harvard Law School Forum on Corporate Governance

Small business update on JOBS act and SEC interpretation, explanation and FAQ.

Excerpt:  On August 22, 2012, the SEC Division of Trading and Markets (the “Staff”) published answers to 14 frequently asked questions (“FAQs”) relating to certain provisions of Title I of the Jumpstart Our Business Startups Act, signed into law on April 5, 2012 (the “JOBS Act”), affecting research analyst and investment banking personnel conduct in connection with emerging growth companies (“EGCs”).

The most noteworthy guidance, in our view, relates to the following:  …….

Read full article via SEC Division of Trading and Markets Issues Guidance on JOBS Act — The Harvard Law School Forum on Corporate Governance and Financial Regulation.

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2 responses to “SEC Division of Trading and Markets Issues Guidance on JOBS Act — The Harvard Law School Forum on Corporate Governance

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